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Unit 4Trademarks & Designs

Trademarks: Definition, Kinds and Registration

Trademarks: definition, kinds, and the registration process with absolute and relative grounds for refusal.

A trademark is any mark capable of being represented graphically and capable of distinguishing the goods or services of one person from those of others. It functions as a source identifier, quality guarantor, and advertising tool. The Trade Marks Act, 1999 replaced the Trade and Merchandise Marks Act, 1958 and brought Indian law into TRIPS compliance.

Why: Trademarks reduce consumer search costs by allowing consumers to identify and select goods based on past experience with the mark. They incentivise quality maintenance because the mark's value depends on consistent quality.

Legal Framework

Section Subject
S.2(zb) Definition of "trade mark"
S.2(m) "Mark" includes device, brand, heading, label, ticket, name, signature, word, letter, numeral, shape of goods, packaging, combination of colours
S.9 Absolute grounds for refusal
S.11 Relative grounds for refusal
S.18 Application for registration
S.23 Registration and effect
S.25 Duration and renewal
S.28 Rights conferred by registration
S.29 Infringement of registered trade mark
S.30 Limits on effect of registered trade mark

Definition (S.2(zb))

"trade mark" means a mark capable of being represented graphically and which is capable of distinguishing the goods or services of one person from those of others and may include shape of goods, their packaging and combination of colours.

Essential elements

  1. Mark: Any sign or symbol (word, device, letter, numeral, shape, colour, sound, etc.)
  2. Graphical representation: Must be capable of being represented visually (for record-keeping and publication)
  3. Distinctiveness: Must be capable of distinguishing goods/services of one person from others
  4. Trade connection: Must be used or proposed to be used in relation to goods or services

Kinds of Trademarks

Conventional trademarks

Type Example Description
Word mark TATA, GOOGLE, APPLE Words or combinations of words
Device mark Nike swoosh, Apple logo Pictorial or graphic design
Combination mark Starbucks (word + siren device) Word + device together
Letter mark BMW, IBM Individual letters or initials
Numeral mark 555, 501 Numbers used as marks
Label mark Kingfisher beer label Full label design

Non-conventional trademarks

Type Example Indian position
Sound mark Yahoo! yodel, Nokia ringtone, MGM lion roar Registrable; must be represented in musical notation or sonogram
Colour mark Cadbury purple (Pantone 2685C), Tiffany blue Registrable as combination; single colour requires acquired distinctiveness
Shape mark Coca-Cola bottle, Toblerone triangular shape Registrable if not solely functional (S.9(3))
Smell/scent mark Not yet registered in India Graphical representation challenge; no Indian registration to date
Texture mark Velvety feel of Crown Royal bag Theoretically possible; no Indian precedent
Motion mark Lamborghini door opening, animated logos Registrable through series of still images
Position mark Red sole of Louboutin shoes Emerging; few Indian registrations

Why (non-conventional expansion): The 1999 Act broadened "mark" beyond the 1958 Act's limited definition. S.2(m) uses "includes" (not exhaustive), permitting registration of any sign capable of graphical representation and distinctiveness.

Registration Procedure

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Grounds for refusal

Ground Section Examples
Absolute (S.9)
Devoid of distinctive character S.9(1)(a) Generic words: "Super" for any product
Descriptive marks S.9(1)(b) "Cold" for ice cream; "Fast" for delivery service
Customary in trade S.9(1)(c) "Aspirin" (genericised)
Deceptive/likely to cause confusion S.9(2)(a) Mark suggesting origin/quality contrary to fact
Scandalous/obscene S.9(2)(b) Offensive words or images
Religious sentiments S.9(2)(c) Marks hurting religious susceptibilities
Functionality (shapes) S.9(3) Shape resulting from nature of goods or necessary for technical function
Relative (S.11)
Identical/similar to earlier mark S.11(1) Likelihood of confusion with registered mark
Well-known mark S.11(2) Even for dissimilar goods if use takes unfair advantage or is detrimental
Prior use by another S.11(3)(a) Earlier use by passing off or copyright

Duration and renewal (S.25)

Registration is valid for 10 years from date of application, renewable for successive 10-year periods indefinitely upon payment of renewal fees.

Illustrations: The Distinctiveness Spectrum

Marks exist on a spectrum from weakest (unregistrable) to strongest (inherently distinctive):

Level Example for a coffee shop Registrable? Why
Generic "Coffee Shop" Never It IS the product; no one can own the generic name
Descriptive "Fresh Brew Café" Only with acquired distinctiveness (S.9(1) proviso) Merely describes quality; consumers don't see it as a brand
Suggestive "JavaJolt" Yes Suggests coffee + energy without directly describing; requires imagination
Arbitrary "Apple" (for coffee) Yes, strongly Real word unrelated to goods; inherently distinctive
Coined/Fanciful "Starbucks" Yes, strongest Invented word; no meaning outside the brand

Practical application: If you open a pharma company and name your cough syrup "CoughCure," the Registrar will refuse under S.9(1)(b) (descriptive). But if you call it "Vicks" (fanciful, no dictionary meaning) or "Strepsils" (coined), registration sails through.

Acquired distinctiveness example: "Parle-G" for biscuits was originally descriptive (Parle = place name + G = glucose). But 80+ years of use made it so strongly associated with the product that it acquired distinctiveness through secondary meaning. The public now sees "Parle-G" as a brand, not a description.

Recall Check

  1. What are the three essential functions of a trademark?
  2. Name three absolute grounds for refusal under S.9 and give an example of each.
  3. How does graphical representation requirement challenge the registration of smell marks?

Key Cases

Amritdhara Pharmacy v. Satya Deo Gupta (1963) Amritdhara-Pharmacy-v-Satya-Deo-Gupta-1963 Issue: Whether "Lakshmandhara" was deceptively similar to "Amritdhara" for medicinal preparations. Rule: The test for deceptive similarity is whether the marks, when viewed as a whole, are likely to cause confusion in the mind of a person of average intelligence and imperfect recollection. Held: Marks were deceptively similar. The suffix "dhara" combined with phonetic similarity in overall impression would confuse consumers. Established the "average consumer with imperfect recollection" test.

Cadila Healthcare v. Cadila Pharmaceuticals (2001) Cadila-Healthcare-v-Cadila-Pharmaceuticals-2001 Issue: Whether "Falcigo" (for anti-malarial drug) was deceptively similar to "Falcitab" (same drug class). Rule: In pharmaceutical cases, a stricter standard of comparison applies because confusion can endanger life; consumer attention may be lower (illiterate buyers, verbal orders). Held: Marks were deceptively similar for pharmaceutical products. Supreme Court held that a stricter approach is warranted for medicines due to risk to public health from wrong drug consumption.

Distinctions

Parameter Registered Trademark Unregistered Trademark
Statutory basis Trade Marks Act, 1999 Common law (passing off)
Symbol ®
Protection basis Registration certificate Use and reputation (goodwill)
Remedy Infringement (S.29) + passing off Passing off only
Burden of proof Registration is prima facie proof of validity Must prove goodwill, misrepresentation, damage
Territorial scope Pan-India (registration covers whole territory) Limited to area of actual reputation
Duration 10 years renewable indefinitely As long as goodwill subsists (no fixed term)

Flashcards

Q: Define "trade mark" under S.2(zb) of the Trade Marks Act, 1999. A: A mark capable of being represented graphically and capable of distinguishing goods/services of one person from those of others; may include shape of goods, packaging, and combination of colours.

Q: What is the duration of trademark registration in India? A: 10 years from date of application, renewable indefinitely for successive 10-year periods (S.25).

Q: What is the test for deceptive similarity? A: Whether the marks, viewed as a whole, would cause confusion in the mind of a person of average intelligence and imperfect recollection (per Amritdhara Pharmacy v. Satya Deo).

Q: Name three types of non-conventional trademarks registrable in India. A: Sound marks, colour combination marks, and shape marks (three-dimensional marks).

Q: What does S.9(3) exclude from trademark registration? A: Shapes that result from the nature of goods themselves, are necessary for technical function, or give substantial value to goods (functionality exclusion).

Q: What is the absolute ground for refusal under S.9(1)(a)? A: Marks devoid of any distinctive character (marks that cannot distinguish one trader's goods from another's).

Q: Why is a stricter standard applied for pharmaceutical trademarks? A: Because confusion in medicines can endanger life; consumers (often illiterate, purchasing verbally) may receive the wrong drug due to phonetic similarity (Cadila Healthcare v. Cadila Pharmaceuticals).

Exam Scenario

XYZ Pharma applies to register the mark "CURECOLD" for cough syrups. The Registrar raises objection under S.9(1)(b) that it is descriptive. ABC Pharma already sells "COLCURE" for the same product class.

Advise: (a) Whether "CURECOLD" is descriptive or suggestive, and whether acquired distinctiveness (S.9(1) proviso) can overcome the objection. (b) Whether ABC Pharma can oppose registration under S.11(1) (relative grounds: deceptive similarity with "COLCURE"). (c) Apply the Cadila Healthcare stricter standard for pharmaceutical marks. (d) Whether XYZ can use the mark without registration and rely on passing off if registration is refused.

See Also

  • IoS-3.3 Beneficial Construction — Trade Marks Act 1999 interpreted beneficially to protect consumers from confusion; absolute grounds for refusal (S.9) construed to safeguard public interest
  • IoS-2.3 Mischief Rule — mischief rule used to interpret S.11 (relative grounds): the mischief is consumer confusion and dilution of distinctive marks

Now see how it gets examined

This chapter in the exam hall: which questions recur, and full model answers for each.

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